ETF Securities

Results: 224



#Item
171Exchange-traded funds / Inverse exchange-traded fund / International Securities Exchange / Chicago Board Options Exchange / Futures contract / Unit investment trust / Silver exchange-traded product / ETF Securities / Financial economics / Investment / Funds

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2007-12-03 11:03:43
172Futures contract / Security / Derivative / Financial markets / Exchange-traded fund / ETF Securities / Financial economics / Investment / Finance

Exhibit 5 to File No. SR-NYSEArca[removed]

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Source URL: www.sec.gov

Language: English - Date: 2010-12-16 15:01:05
173Exchange-traded funds / Funds / Financial services / Security / Net asset value / Asset-backed security / SPDR Gold Shares / ETF Securities / Financial economics / Investment / Finance

Notice of Filing of Proposed Rule Change Relating to Listing and Trading Shares of the Grail Western Asset Ultra Short Duration ETF Under NYSE Arca Equities Rule 8.600

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Source URL: www.sec.gov

Language: English - Date: 2010-12-22 09:35:50
174Funds / Financial services / Collective investment schemes / Stock market / Exchange-traded fund / Security / Mutual fund / Securities and Exchange Commission / Securities Act / Financial economics / Investment / Finance

Notice of Filing of a Proposed Rule Change Relating to Listing of the Peritus High Yield ETF

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Source URL: www.sec.gov

Language: English - Date: 2010-10-06 15:14:42
175Finance / 73rd United States Congress / United States securities law / Financial markets / Stock market / NYSE Arca / International Securities Exchange / ETF Securities / Securities Act / Financial economics / Investment / United States Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2007-12-03 17:29:47
176SEC filings / United States securities law / United States Securities and Exchange Commission / Financial markets / NYSE Arca / Securities Exchange Act / Exchange-traded fund / New York Stock Exchange / ETF Securities / Financial economics / Investment / Finance

Microsoft Word - Release[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2006-11-02 15:28:54
177United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Options Clearing Corporation / Chicago Board Options Exchange / Exchange-traded fund / Futures exchange / Securities Exchange Act / Commodity Futures Trading Commission / Financial economics / Investment / Finance

Notice of Filing of Proposed Rule Change Relating to Clearing Options on the CBOE Gold ETF Volatility Index

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Source URL: www.sec.gov

Language: English - Date: 2010-05-14 11:08:59
178Funds / Financial services / Financial markets / Collective investment schemes / Exchange-traded fund / Security / Mutual fund / Net asset value / Bond / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Direxion Shares ETF Trust, et al.; Notice of Application April 3, 2014 Agency: Securities and Exchange Commission (“Commission”

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Source URL: www.sec.gov

Language: English - Date: 2014-04-04 11:37:06
179Financial services / Collective investment schemes / Stock market / Closed-end fund / Exchange-traded fund / NYSE Arca / Stock fund / Security / Securities and Exchange Commission / Financial economics / Investment / Funds

Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the SiM Dynamic Allocation Diversified Income ETF and SiM Dynamic Allocation Growth Income ETF

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Source URL: www.sec.gov

Language: English - Date: 2011-02-01 12:17:26
180Finance / 73rd United States Congress / United States securities law / Stock market / Financial markets / International Securities Exchange / NYSE Arca / ETF Securities / Securities Exchange Act / Financial economics / Investment / United States Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2007-10-26 16:13:34
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